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Cap. 590 · * (Cap. 590)

Cap. 590 чл. 7Obligations of the issuer towards the competent authority. 

PART II

В силаОфициален текст

The obligations of the issuer shall include:

(a) complying with the provisions of this Act and with any regulations made and rules issued thereunder;

(b) co-operating with the competent authority in an open and honest manner;

(c) providing prompt feedback to the competent authority with respect to any enquiries raised by the said competent authority;

(d) disclosing to the competent authority in a timely manner any material information of which it has knowledge which addresses non-compliance, or potential non-compliance with any of the provisions of this Act or of any regulations made or rules issued thereunder;

(e) receiving and retaining all documentation and information to demonstrate how, and to what extent, it has satisfied the requirements as prescribed in the provisions of this Act and of any regulations made and rules issued thereunder, in so far as they apply to any offer or admission to trading referred to in article 3, including inter alia how the issuer is considered to be a fit and proper person to carry out the activity or activities referred to in article 3, and to demonstrate how it has complied and, as far as it can determine, how it shall comply with its continuing obligations under this Act;

(f) submitting to the competent authority all required information and documentation in terms of this Act and of any regulations made and rules issued thereunder, including the confirmations in terms of article 4(1), in a timely manner;

(g) disclosing to the competent authority without delay any information or explanations that the competent authority may reasonably require for the purpose of verifying any information which should be taken into account when considering an application for the registration of a whitepaper;

(h) submitting to the competent authority on an annual basis a certificate of compliance within the meaning of article 32; and

(i) complying with any other conditions as the competent authority may require or as may be prescribed.Admission of virtual financial assets to trading.

История на изменения
  • Amended by XIV.2024.4