S.L. 370.14 · Investment Services Act (Tied Agents) (S.L. 370.14)
S.L. 370.14 Art. 12Applicability of regulations.
The provisions of these regulations shall apply mutatis to a European credit institution as defined in regulation 2 mutandis of the European Passport Rights for Credit Institutions
Regulations, authorised under the Directive to provide investment services and seeking to appoint a tied agent in terms of the Directive. Reference to the term "European investment firm" shall be deemed to be a reference to the term "European credit institution".
Änderungsgeschichte
- Amended by L.N. 356 of 2009