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S.L. 370.42 · sl/370.42 (S.L. 370.42)

S.L. 370.42 ст. 3Appointment of tied agents. S.L. 370.10.

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(1) Maltese investment firms and European investment firms exercising a European right may appoint tied agents for the purposes of promoting their services, soliciting business or receiving orders from clients or potential clients and transmitting them, placing instruments and providing investment advice in respect of such instruments and services offered by the Maltese investment firm or the European investment firm.

(2) Tied agents may, subject to these regulations and the

European Passport Rights for Investment Firms Regulations, where applicable, be established in Malta or in a Member State or EEA State.