S.L. 514.6 ст. 4Non-refundable fees.

None of the fees established as due in terms of these regulations shall be refundable or prorated.

*These regulations have been repealed by Legal Notice 371 of 2024. †see regulation 1(2) of these Regulations, as originally promulgated. SCHEDULE (Regulation 3)

First Column Second Column Third Column Application Fee Supervisory Fee € € Retirement Schemes Scheme - 1,500 Scheme - 2500 Retirement Funds • Fund - 1,600 • Fund - 2,000

• Sub-funds (per • Sub-funds (per sub fund) - 450 sub fund) - 500 Retirement Scheme Administrator:

(a) licensed under the Retirement Pensions Act other than the persons listed in paragraphs (b), (c) and (d):

(i) not performing investment management functions or acting as custodian; 1,000 1,500

(ii) performing investment management functions or acting as custodian; 2,000 2,500

(b) already licensed under the Investment Services Act, as a Category 2 or 3 Investment Services Licence Holder to provide the relevant services; Nil Nil

(c) already authorised to carry out long term business under the Insurance Business Act, in class VII -‘pension fund management’; Nil Nil

(d) in the case of a Retirement Scheme established as a trust, a corporate trustee already licensed to provide trustee services under the Trusts and Trustees Act. Nil Nil Investment Managers

(a) licensed under the Retirement Pensions Act, other than the persons listed in paragraphs (b) and

(c) 1,000 For revenue up to €250,000 900 Further tranches of €250,000 100 per tranche or part thereof authorised by an b) equivalent non-EU jurisdiction 500 Nil

(c) licensed under the Investment Services Act to provide investment management services in terms of the Act - or authorised by their home Member State or EEA State Nil Nil Custodians

(a) licensed under the Retirement Pensions Act, other than the persons listed in paragraphs (b) and (c); 1,000 1,000

(b) authorised by an equivalent non-EU jurisdiction; 500 Nil

(c) licensed under the Investment Services Act to act as a custodian or authorised by their home Member State or EEA State. Nil Nil Retirement Scheme/ Fund Back Office Administrator:

(a) recognised under the Retirement Pensions Act other than the persons listed in paragraph (b); 300 700

(b) already in possession of a recognition certificate issued under the Investment Services Act, to provide back-office administration; Nil Nil

(c) established in a non EU jurisdiction to provide one or more back-office administrative services, as established by Pension Rules. 150 Nil