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S.L. 370.30 · Investment Firms (Reorganisation (S.L. 370.30)

S.L. 370.30 Art. 36Professional secrecy. Cap. 370. Cap. 330. S.L. 370.15 S.L. 330.09

PART III

In KraftAmtlicher Text

All persons required to receive or divulge information in connection with the information or consultation procedures laid down in these regulations shall be bound by professional secrecy, in accordance with the rules and conditions laid down in the

Investment Services Act, the Malta Financial Services Authority

Act and the Investment Services Act (Supervisory Review)

Regulations, with the exception of any judicial authorities to which existing national provisions apply: Provided that this regulation shall not apply where regulation 84 of the Recovery and Resolution Regulations applies, and accordingly the confidentiality provisions of such Regulations shall apply.