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S.L. 370.9 · Investor Compensation Scheme (S.L. 370.9)

S.L. 370.9 Art. 18Claimants.

In KraftAmtlicher Text

(1) Only persons falling within the definition of "investor" in regulation 2 may make a claim against the Scheme in terms of these regulations. An investor may only submit one claim in respect of all his investments, taken in aggregate, with the licence holder concerned.

(2) The categories listed in the First Schedule are excluded from claiming under the Scheme.

(3) An investor may not claim against more than one scheme in respect of a single claim. Where a claim has been made under two or more compensation schemes, the Management Committee shall conclusively determine under which scheme the claimant is eligible for compensation.

(4) Claims shall be made in such form, and shall be accompanied by such documentation or information, as the Management Committee may determine and make public from time to time.

Änderungsgeschichte
  • Amended by L.N. 36 of 2006